Basic physical principles of the Hénon Monte Carlo method

The MC schemes rely on the following assumptions concerning the stellar cluster under consideration:
  1. Statistical treatment. The system can be treated from the point of view of (local) statistical properties, like velocity distribution or mass function. More technically, we assume that the notion of 1-particle distribution function is everywhere (and at all times) significant, although distribution functions are nevere explicitly used (unless in the Shapiro code). This means that, in principle, we shouldn't try to use the MC code to stuy systems in which a small number of particles (<10) play a key role for the evolution of the whole cluster. This is sometimes too tempting, though! Note that, although this is not always aknowledged, this limitation is shared by direct N-body simulations because of the extreme sensitivity of individual trajectories to initial conditions (and to details of the numerical integration).
  2. Dynamical equilibrium. The cluster is always in dynamical equilibrium. If it were only for dynamical processes (occuring on the time scale of the crossing time), the cluster would preserve its structure for ever. We are here interested in the long-term evolution of the system which is driven by "collisional" effects. Of central importance is relaxation, i.e. the effect of the fluctuating "graininess" of the gravitational force.
  3. Spherical symmetry. The system is assumed to have perfect spherical symmetry. Note that this does not imply the velocity distribution to be isotropic but to depend only on the radial and tangential component of the velocity vector (i.e. there is axial symmetry in velocity space). From Jeans theory and assumptions 1 and 2, we know that (if all stars are identical) the system can me described by a distribution function in phase-space which depends on position and velocity only through the energy E and modulus of angular momentum J.
  4. Diffusive relaxation. The relaxation is treated as a diffusive process, with the classical Chandrasekhar theory. The long-term effects on orbits of departures of the gravitational forces from a smooth stationary potential are assumed to be that of a large number of uncorrelated small angle hyperbolic 2-body encounters.
This list of simplifying assumptions is identical to the ones used in almost all so-called direct Fokker-Planck (FP) methods. In particular the treatment of relaxation is done is the Fokker-Planck approximation:
 equation for theta
The higher moments are negelected, another aspect of the Fokker-Planck approach. ln Λ is the Coulomb logarithm which measures how many order of magnitudes in impact parameter contribute to relaxation. For a self-gravitating cluster, Λ is proportional to the number of stars.

The basic difference between the MC code and direct FP methods is that the cluster is represented as a set of particles in the MC approach while the FP methods deal with distribution function(s). The advantage of the particle approach is that aditional physical effects, that, unlike diffusive relaxation, do not produce quasi-continuous change of particle properties can be included with relative ease and realism.  Most importanty, let's mention the role of binaries (included in the Giersz and MIT/NU codes), physical collisions between stars (treated in Freitag code), interactions between the stars and a central BH (Freitag), role of the rare large angle scatterings (Freitag, unpublished)... A continuous stellar mass spectrum is handled without difficulty by the MC codes, while the mass function has to be discretized into 5-25 components in FP simulation (with the computing time increasing with the number of components). On the other hand, unlike FP models, MC simulations suffer from statistical noise despite the use of 1-10 million particles. Also, FP codes for rotating, axi-symmetrical clusters have been developed (Goodman thesis, Einsel & Spurzem 99, Kim et al 2002, see also this link), while all MC codes heavily rely on spherical symmetry.

For more information about the dynamics of stellar clusters, look at the references on the literature MODEST page.


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